Internal Control Assessment (LiVE Exchange)

Assessment of internal control system provides reasonable assurance that the organization is managed and operated under the principles of good corporate governance, to ensure adequate and appropriate internal control and risk management that will enable the business to effectively achieve its objectives and goals and prepare for listing with the Stock Exchange of Thailand.


Details of Service

1. Auditing and evaluating the adequacy and effectiveness of the overall internal control system of the company under the framework of COSO.

2. Consultancy on internal control, risks, and governance processes.

3. Follow-up on the implementation of recommendations from the internal control system assessment.


Service Rates

**Depending on the size of the structure and the work system to be audited.



Assessment report of the internal control system and follow-up report

Assessment and the assessment report on the adequacy of the internal control system as required by the SET.


This service is suitable for


What the clients need to prepare

1. Companies that are preparing to list with the Stock Exchange of Thailand.
2. Companies that want to know the weaknesses of the overall control system.

1. A tool for management to prevent risks and consequences that may occur.
2. Being a preparation for the companies to be listed on the stock exchange.

1. Cooperation from all parties in providing information and necessary documents such as structure, operational manual, approval authority, operational documents, etc.


Related services

1. Internal Audit

2. Enterprise Risk Management (ERM)

3. Business Development

4. IT Application Control

5. Privacy Data Protection Act, PDPA

6. System Development


Please contact

Ms. Kantima Humakorn 02-596-0500 ext. 327

Table comparing the differences for each stock exchange




• Business study associated with data collection and analysis.

• Discussions with Stakeholders and CAEs



• Perform auditing and consulting in the scope of

Risk, Control, and Governance.



• Delivering Internal Audit Excellence as Stakeholders Expect